Global Compliance
“Global Compliance professionals are subject matter experts and trusted advisors to the business. We must be on the pulse of a dynamic business, evolving regulatory developments all over the world, and existing and emerging risks. We look for people who are highly motivated and can think creatively about providing solutions and excellent client service. Join a team of professionals committed to protecting the reputation of the firm, managing risk and advancing the business of the firm.”
Lisa Shalett, Managing Director, Chief Operating Officer
Global Compliance has more than 500 professionals who come from a variety of career paths and academic disciplines, including lawyers, accountants, financial analysts, information technology specialists, regulators, management consultants, sales professionals and traders. Key skills and attributes include:
- Strongly analytical, with excellent client relationship, organizational and project management skills
- A good communicator, with excellent interpersonal skills and the ability to clearly articulate ideas
- Highly motivated and adaptable; the ability to work on a team of diverse individuals
- Proactive and responsive; the ability to problem solve creatively and quickly in a fast-paced, high-pressure, dynamic environment
- Accurate and detail-oriented with sound judgment and integrity
- Keen interest in the financial markets, products, and securities laws and regulations
- Who We Are
- What We Do
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- Who We Look For